| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-08-15 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-06-06 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-06 | - |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-08-18 | 2008-06-02 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-08-18 | 2008-06-02 |
| Success Futures and Foreign Exchange Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-03-16 |
| Rep | Asset management | 2003-04-01 | 2004-03-16 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-08-16 |
| Success Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-16 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-16 |
| Rep | Asset management | 2003-04-01 | 2004-03-16 |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-16 |