Personnel Hong Kong SFC License Details (ID 91830)

Personnel Hong Kong SFC License Details (ID 91830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-04-07	2025-05-06
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-04-07	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2020-04-07	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-10-28	2012-12-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-28	2012-12-01
VC BROKERAGE LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-26
	Rep	Advising on corporate finance	2003-04-01	2004-06-08
	Rep	Advising on securities	2003-04-01	2004-06-08
	Rep	Asset management	2003-04-01	2004-06-08
	Rep	Dealing in securities	2003-04-01	2008-10-23
VC FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-08
	Rep	Asset management	2003-04-01	2004-06-08
	Rep	Dealing in futures contracts	2003-04-01	2008-10-23