| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-01-23 | 2014-04-18 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-23 | 2014-04-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-07-22 | 2014-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-22 | 2014-01-01 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-23 | 2008-07-09 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-23 | 2008-07-09 |
| REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-13 | 2004-09-21 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-05-13 | 2004-09-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2003-04-10 |
| Rep | Asset management | - | 2003-04-10 |
| Rep | Providing automated trading services | - | 2003-04-10 |
| Rep | Dealing in futures contracts | - | 2003-04-10 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | - | 2003-04-10 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-04-10 |
| Rep | Advising on securities | - | 2003-04-10 |
| Rep | Asset management | - | 2003-04-10 |
| Rep | Providing automated trading services | - | 2003-04-10 |
| Rep | Dealing in securities | - | 2003-04-10 |