| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-09-12 | 2025-05-12 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-09-12 | 2025-05-12 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2023-08-31 |
| Rep | Dealing in securities | 2012-10-18 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-18 | 2023-08-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-21 | 2012-10-04 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2008-11-17 | 2010-06-17 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-17 | 2010-06-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2012-10-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-30 | 2012-10-04 |