Personnel SFC Licences and HKMA Registrations (ID 91846)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2021-08-26	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2021-08-26	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-05-10
	Rep	Dealing in securities	2012-03-19	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-03-19	2021-05-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2006-05-10	2008-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-04-12	2008-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-10-28	2012-03-11
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-10-28	2012-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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