Personnel Hong Kong SFC License Details (ID 91847)

Personnel Hong Kong SFC License Details (ID 91847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2008-09-01	2012-02-10
	Rep	Dealing in futures contracts	2008-09-01	2019-06-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-09-01	2019-06-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-04-21	2008-08-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-06
	Rep	Asset management	-	2003-10-06
	Rep	Providing automated trading services	-	2003-10-06
	Rep	Dealing in futures contracts	-	2008-08-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-29
	Rep	Asset management	-	2003-09-29
	Rep	Providing automated trading services	-	2003-09-29
	Rep	Advising on securities	-	2003-10-06
	Rep	Dealing in securities	-	2008-08-19