| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-06-05 | 2018-09-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-08 | 2018-09-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-10-18 | 2018-09-30 |
| Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2004-10-14 |
| Rep | Dealing in futures contracts | - | 2018-09-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-10-14 |
| Rep | Advising on securities | - | 2004-10-14 |
| Rep | Asset management | - | 2004-10-14 |
| Rep | Dealing in securities | - | 2018-09-30 |