Chan, Arnold Ming Fai 陳明輝

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Advising on corporate finance	-	2003-09-11
	RO	Advising on securities	-	2003-09-11
	RO	Asset management	-	2003-09-11
	RO	Dealing in securities	-	2003-09-11
KGI CAPITAL ASIA LIMITED	RO	Advising on corporate finance	-	2003-06-30
	RO	Advising on securities	-	2003-06-30
	RO	Asset management	-	2003-06-30
	RO	Dealing in securities	-	2003-06-30
KGI SECURITIES (KOREA) INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2003-06-30
	RO	Advising on securities	-	2003-06-30
	RO	Asset management	-	2003-06-30
	RO	Dealing in securities	-	2003-06-30
SAGE ASSET MANAGEMENT (HK) LIMITED	RO	Advising on corporate finance	-	2003-09-11
	RO	Advising on securities	-	2003-09-11
	RO	Asset management	-	2003-09-11

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Advising on corporate finance	-	2003-09-11
	RO	Advising on securities	-	2003-09-11
	RO	Asset management	-	2003-09-11
	RO	Dealing in securities	-	2003-09-11
KGI CAPITAL ASIA LIMITED	RO	Advising on corporate finance	-	2003-06-30
	RO	Advising on securities	-	2003-06-30
	RO	Asset management	-	2003-06-30
	RO	Dealing in securities	-	2003-06-30
KGI SECURITIES (KOREA) INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2003-06-30
	RO	Advising on securities	-	2003-06-30
	RO	Asset management	-	2003-06-30
	RO	Dealing in securities	-	2003-06-30
SAGE ASSET MANAGEMENT (HK) LIMITED	RO	Advising on corporate finance	-	2003-09-11
	RO	Advising on securities	-	2003-09-11
	RO	Asset management	-	2003-09-11