Personnel Hong Kong SFC License Details (ID 91862)

Personnel Hong Kong SFC License Details (ID 91862)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-07-19	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-07-19	-
Quam Securities Limited	Rep	Dealing in futures contracts	2004-10-26	2005-07-18
QUAM FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-29
	Rep	Asset management	2003-04-01	2004-01-29
	Rep	Dealing in futures contracts	2003-04-01	2005-07-18
Quam Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-29
	Rep	Advising on securities	2003-04-01	2004-01-29
	Rep	Asset management	2003-04-01	2004-01-29
	Rep	Dealing in securities	2003-04-01	2005-07-18