Personnel Hong Kong SFC License Details (ID 91864)

Personnel Hong Kong SFC License Details (ID 91864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-05-06	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-12-14	-
	Rep	Dealing in securities	2010-12-14	-
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2010-09-17	2010-11-17
	Rep	Dealing in securities	2010-09-17	2010-11-17
oOo Securities (HK) Group Limited	Rep	Advising on securities	2009-07-14	2010-06-16
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-06-28	2009-06-08