Personnel SFC Licences and HKMA Registrations (ID 91869)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on futures contracts	2021-11-04	-
	RO	Dealing in futures contracts	2021-11-04	-
	RO	Dealing in securities	2021-11-04	-
	Rep	Advising on futures contracts	2017-02-16	2021-11-04
	Rep	Dealing in futures contracts	2014-04-11	2021-11-04
	Rep	Dealing in securities	2014-04-11	2021-11-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2013-03-28	2014-04-05
	Rep	Advising on futures contracts	2008-08-14	2014-04-05
	Rep	Dealing in futures contracts	2007-10-25	2014-04-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-10-25	2014-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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