Personnel Hong Kong SFC License Details (ID 91871)

Personnel Hong Kong SFC License Details (ID 91871)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Asset management	2007-12-07	2010-06-04
	Rep	Advising on securities	2007-08-15	2023-10-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2005-11-02	2023-10-31
	Rep	Providing automated trading services	-	2003-08-15
	Rep	Asset management	-	2003-12-09
	Rep	Advising on futures contracts	-	2005-03-21
	Rep	Dealing in futures contracts	-	2023-10-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2005-03-21
	Rep	Advising on securities	-	2005-03-21
	Rep	Asset management	-	2005-03-21
	Rep	Dealing in securities	-	2023-10-31