| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-07-12 | 2024-04-19 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-07-12 | 2024-04-19 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2023-02-28 |
| Rep | Dealing in securities | 2015-06-24 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-24 | 2023-02-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-10-12 | 2015-06-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2005-03-29 |
| Rep | Dealing in futures contracts | - | 2015-06-13 |