| Funderstone Securities Limited | Rep | Dealing in securities | 2024-02-09 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2019-03-06 | 2022-05-13 |
| CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-03-31 | 2018-09-11 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2015-07-16 | 2017-03-19 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-07-16 | 2017-03-19 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-05-18 | 2017-03-19 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-18 | 2017-03-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-14 | 2010-12-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-14 | 2010-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-07-06 | 2015-04-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-06 | 2015-04-23 |