Personnel Hong Kong SFC License Details (ID 91879)

Personnel Hong Kong SFC License Details (ID 91879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2021-12-22	2025-02-09
	Rep	Dealing in securities	2021-12-22	2025-02-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-08-10	2012-01-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-09-28	2012-01-01
	Rep	Leveraged foreign exchange trading	2010-09-06	2012-01-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-09-06	2012-01-01
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2009-08-24	2010-08-27
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2008-08-07	2010-08-27
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-06-25	2008-05-16
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-06-25	2008-05-16
TAI SHING STOCK INVESTMENT CO. LIMITED	Rep	Advising on securities	2005-09-26	2006-04-21