Personnel Hong Kong SFC License Details (ID 91883)

Personnel Hong Kong SFC License Details (ID 91883)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NJ Financial Limited	RO	Asset management	2023-12-19	-
FTAG Financial Limited	RO	Asset management	2019-03-06	2021-01-31
SCK Securities Limited	RO	Advising on securities	2018-04-11	2021-03-01
	RO	Dealing in securities	2018-04-11	2021-03-01
Sinostar Asset Management Limited	Rep	Asset management	2017-03-21	2017-05-31
Sinostar Securities Limited	RO	Dealing in securities	2016-12-02	2017-05-31
	Rep	Dealing in securities	2016-11-30	2016-12-02
Zhong Yang Securities Limited	RO	Dealing in securities	2016-06-28	2016-11-27
	Rep	Dealing in securities	2016-06-13	2016-06-28
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-03-05	2016-05-24
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-03-05	2016-05-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2011-12-02	2013-01-22
	Rep	Dealing in futures contracts	2005-06-14	2013-01-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-05-03	2013-01-22