| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Advising on securities | 2017-10-03 | 2019-06-04 | |
| Rep | Advising on securities | 2015-09-21 | 2017-10-02 | |
| Rep | Dealing in securities | 2015-09-21 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-21 | - |
| Rep | Advising on futures contracts | 2015-09-21 | 2019-06-04 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2010-09-28 | 2015-09-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-02-05 | 2015-09-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-05-28 | 2015-09-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-28 | 2015-09-13 |
No HKMA registrations in the collected records.