Personnel SFC Licences and HKMA Registrations (ID 9189)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHAPPAQUA LIMITED	RO	Advising on securities	2004-11-19	2006-03-31
	RO	Asset management	2004-11-19	2006-03-31
ARGYLE STREET MANAGEMENT LIMITED	RO	Advising on securities	2004-02-27	2006-10-23
	RO	Asset management	2004-02-27	2006-10-23
VALUE PARTNERS LIMITED	RO	Advising on corporate finance	-	2003-10-31
	RO	Advising on securities	-	2003-10-31
	RO	Asset management	-	2003-10-31
	RO	Dealing in securities	-	2003-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.