| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-10-11 | 2013-03-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-11 | 2013-03-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-02-02 | 2012-09-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-02-02 | 2012-09-29 |