Personnel Hong Kong SFC License Details (ID 91893)

Personnel Hong Kong SFC License Details (ID 91893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-10-03	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-10-03	-
Quam Securities Limited	Rep	Dealing in futures contracts	2011-09-23	2014-09-06
	Rep	Dealing in securities	2011-09-23	2014-09-06
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-03-18	2011-09-17
	Rep	Dealing in futures contracts	2008-07-18	2011-09-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-07-18	2011-09-17