| Golden Hen Securities and Futures Limited | RO | Leveraged foreign exchange trading | 2025-09-11 | - |
| RO | Advising on futures contracts | 2024-03-12 | - |
| RO | Advising on securities | 2024-03-12 | - |
| RO | Asset management | 2024-03-12 | - |
| RO | Dealing in futures contracts | 2021-12-14 | - |
| RO | Dealing in securities | 2021-12-14 | - |
| ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | RO | Advising on securities | 2019-03-05 | 2021-09-30 |
| RO | Dealing in securities | 2019-03-05 | 2021-09-30 |
| Rep | Dealing in futures contracts | 2018-08-31 | 2021-09-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-10-16 | 2018-06-30 |
| Rep | Leveraged foreign exchange trading | 2008-12-16 | 2018-06-30 |
| Rep | Dealing in futures contracts | 2008-11-06 | 2018-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-06 | 2018-06-30 |