Personnel Hong Kong SFC License Details (ID 9191)

Personnel Hong Kong SFC License Details (ID 9191)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAGE CAPITAL LIMITED (d2008-02-29)	RO	Dealing in securities	2004-09-24	2006-04-07
AISANCE ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	-	2003-10-17
	RO	Asset management	-	2003-10-17
	RO	Dealing in futures contracts	-	2003-10-17
KGI SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2003-07-17
	RO	Advising on securities	-	2003-07-17
	RO	Asset management	-	2003-07-17
	RO	Providing automated trading services	-	2003-07-17
	RO	Dealing in securities	-	2003-07-17
SAGE ASSET MANAGEMENT (HK) LIMITED	RO	Advising on corporate finance	-	2006-04-07
	RO	Advising on futures contracts	-	2006-04-07
	RO	Advising on securities	-	2006-04-07
	RO	Asset management	-	2006-04-07