| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2018-03-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-15 | 2018-03-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-11-15 | 2018-03-08 |
| Rep | Leveraged foreign exchange trading | 2012-11-15 | 2018-03-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-02-02 | 2012-10-27 |
| Rep | Dealing in futures contracts | 2011-07-04 | 2012-10-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-04 | 2012-10-27 |