| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2025-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-04 | - |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-01-10 | 2005-03-31 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-01-10 | 2005-03-31 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-19 |
| Rep | Asset management | 2003-04-01 | 2004-07-19 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-01-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-04-01 | 2004-07-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-19 |
| Rep | Asset management | 2003-04-01 | 2004-07-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-19 |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-06 |