| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-12-30 | - |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-10-07 | 2018-01-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2012-03-01 | - |
| Rep | Dealing in futures contracts | 2009-05-14 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-05-14 | - |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-11-10 | 2009-05-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-10 | 2009-05-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-30 | 2008-09-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-30 | 2008-09-17 |
No HKMA registrations in the collected records.