Personnel Hong Kong SFC License Details (ID 91923)

Personnel Hong Kong SFC License Details (ID 91923)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDEN MOUNTAIN FINANCIAL LIMITED	RO	Dealing in futures contracts	2019-07-05	-
	RO	Dealing in securities	2014-03-25	-
	Rep	Dealing in futures contracts	2012-06-11	2019-07-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2007-05-28	2010-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-05-28	2010-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-03-07	2012-06-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-01-02	2012-06-07