| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-07-11 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-07-11 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-09-01 | 2021-08-15 |
| Rep | Dealing in securities | 2020-07-08 | 2021-08-15 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2019-12-23 | 2020-04-13 |
| Rep | Dealing in securities | 2019-12-23 | 2020-04-13 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2017-04-06 | 2019-12-13 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2017-04-06 | 2019-12-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-06 | 2019-12-13 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-02-17 | 2016-11-07 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-01-13 | 2016-11-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-01-13 | 2016-11-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-02-16 | 2013-12-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-07-06 | 2013-12-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-06 | 2013-12-15 |
No HKMA registrations in the collected records.