Personnel Hong Kong SFC License Details (ID 91929)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-06-15
	Rep	Dealing in securities	2017-05-12	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-05-12	2019-06-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-04-06	2017-04-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-04-06	2017-04-29
ZHONGRONG PT SECURITIES LIMITED	Rep	Dealing in securities	2008-01-18	2008-07-28