| QUINTAR CAPITAL LIMITED | RO | Advising on securities | 2025-07-07 | 2026-06-06 |
| RO | Asset management | 2025-07-07 | 2026-06-06 |
| Zheng He Capital Management Limited | RO | Advising on securities | 2015-06-11 | 2025-07-01 |
| RO | Asset management | 2015-06-11 | 2025-07-01 |
| Golden Hen Securities and Futures Limited | RO | Dealing in futures contracts | 2014-07-11 | 2015-03-13 |
| RO | Dealing in securities | 2014-07-11 | 2015-03-13 |
| GRT Capital Management Limited | RO | Advising on futures contracts | 2014-07-11 | 2015-05-28 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-12-18 | 2014-07-11 |
| Rep | Dealing in securities | 2013-12-18 | 2014-07-11 |
| GRT Capital Management Limited | RO | Advising on securities | 2013-12-11 | 2015-05-28 |
| RO | Asset management | 2013-12-11 | 2015-05-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-14 | 2013-11-01 |
| Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2004-06-07 |
| Rep | Dealing in futures contracts | - | 2013-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-06-07 |
| Rep | Asset management | - | 2004-06-07 |
| Rep | Advising on securities | - | 2013-11-01 |
| Rep | Dealing in securities | - | 2013-11-01 |