Personnel Hong Kong SFC License Details (ID 91952)

Personnel Hong Kong SFC License Details (ID 91952)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2024-04-15	-
	Rep	Advising on securities	2024-04-15	2025-09-26
D&AMP;R INTERNATIONAL CAPITAL MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2019-05-14	2024-03-12
	RO	Advising on securities	2018-04-04	2024-03-12
	RO	Dealing in securities	2018-04-04	2024-03-12
	Rep	Asset management	2018-03-23	2019-05-14
	Rep	Dealing in securities	2017-11-10	2018-04-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-02-02	2017-11-01
Anuenue Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-08-17
	Rep	Advising on securities	2003-04-01	2004-08-17
	Rep	Asset management	2003-04-01	2004-08-17
	Rep	Dealing in securities	2003-04-01	2007-01-31