Personnel SFC Licences and HKMA Registrations (ID 91994)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2017-01-24	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-04-15	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-05-06	2025-08-07
	Rep	Dealing in securities	2010-06-14	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.