Personnel Hong Kong SFC License Details (ID 92017)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-08-09	2022-07-27
AIF Securities Limited	Rep	Dealing in securities	2007-06-15	2010-08-06
TSE'S SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-06-23
	Rep	Advising on securities	-	2004-06-23
	Rep	Asset management	-	2004-06-23
	Rep	Dealing in securities	-	2006-09-16