| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Quam Securities Limited | Rep | Asset management | 2026-03-13 | - |
| Rep | Dealing in futures contracts | 2026-03-13 | - | |
| Rep | Dealing in securities | 2024-01-08 | - | |
| Lego Securities Limited | Rep | Dealing in securities | 2023-05-03 | 2023-12-05 |
| Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2020-04-23 | 2023-04-24 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-02-14 | 2020-04-03 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-02-14 | 2020-04-03 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-02-14 | 2020-04-03 |
| Quam Securities Limited | Rep | Asset management | 2017-06-16 | 2019-01-03 |
| QUAM ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-04-22 | 2018-08-06 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2012-10-16 | 2019-01-03 |
| Rep | Dealing in securities | 2012-10-16 | 2019-01-03 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2012-10-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-01-18 | 2012-10-06 |
No HKMA registrations in the collected records.