Personnel Hong Kong SFC License Details (ID 92044)

Personnel Hong Kong SFC License Details (ID 92044)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-04	2022-12-23
YU ON COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	-	2003-07-24
	Rep	Asset management	-	2003-07-24
	Rep	Dealing in futures contracts	-	2003-07-24
YU ON SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	-	2003-07-03
	Rep	Advising on corporate finance	-	2003-07-24
	Rep	Advising on securities	-	2003-07-24
	Rep	Asset management	-	2003-07-24
	Rep	Dealing in securities	-	2011-04-30