Personnel Hong Kong SFC License Details (ID 92063)

Personnel Hong Kong SFC License Details (ID 92063)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-06-21	2012-01-01
AXA Financial Planning (Hong Kong) Limited	Rep	Advising on securities	2008-08-27	2009-05-23
	Rep	Dealing in securities	2008-08-27	2009-05-23
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-09-20	2008-08-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-20	2008-08-22
	Rep	Dealing in securities	2007-03-26	2008-08-22
Asia Pacific Securities Limited	Rep	Dealing in securities	2006-09-01	2007-03-17
GT CAPITAL LIMITED	Rep	Dealing in securities	2006-03-20	2006-08-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-06-24	2006-03-11