Liao, Lucy Xiao Huan 廖曉歡 SFC Licences and HKMA Registrations (ID 92072)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2012-08-06	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-09	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.