Personnel Hong Kong SFC License Details (ID 92075)

Personnel Hong Kong SFC License Details (ID 92075)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-08-31	2015-04-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-03-19	2009-05-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-03-19	2009-05-07
KGI ASIA LIMITED	Rep	Dealing in securities	2008-07-04	2008-07-30
ROOFER SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-11-30
	Rep	Advising on securities	-	2004-11-30
	Rep	Asset management	-	2004-11-30
	Rep	Dealing in securities	-	2008-07-01