Personnel Hong Kong SFC License Details (ID 92078)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-10-30	2012-08-01
IPP Financial Advisers Limited	Rep	Dealing in securities	2007-10-27	2009-04-27
	Rep	Advising on securities	2007-10-05	2009-04-27
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-06-05
	Rep	Asset management	-	2004-12-17
	Rep	Dealing in securities	-	2004-12-17
	Rep	Advising on securities	-	2007-09-01