Personnel Hong Kong SFC License Details (ID 92095)

Personnel Hong Kong SFC License Details (ID 92095)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-11-26	2021-02-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-11-26	2021-02-01
	Rep	Dealing in securities	2020-11-26	2021-02-01
CMB International Securities Limited	Rep	Advising on securities	2017-10-16	2020-10-30
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-08-02	2020-10-30
CMB International Securities Limited	Rep	Dealing in securities	2017-08-02	2020-10-30
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2015-05-29	2017-07-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-04-24	2017-07-17
KCG SECURITIES ASIA LIMITED	Rep	Dealing in securities	2012-12-12	2015-04-03
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2012-05-08	2012-12-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-03-07	2012-12-09