Personnel Hong Kong SFC License Details (ID 92115)

Personnel Hong Kong SFC License Details (ID 92115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2017-01-27	2026-02-11
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-11-14	2026-02-11
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-08	2011-12-01
	Rep	Dealing in securities	2008-10-08	2011-12-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-01-16	2008-07-22
	Rep	Advising on securities	2007-11-28	2008-07-22
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2005-02-21	2007-07-05