Personnel Hong Kong SFC License Details (ID 92122)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-12-27	2014-01-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2011-03-08	2011-12-01
	Rep	Dealing in securities	2011-03-08	2011-12-01
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-11-13	2010-09-30
	Rep	Advising on securities	2004-12-06	2005-08-24