Personnel Hong Kong SFC License Details (ID 92133)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-04-30	2017-09-27
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2007-12-12	2008-04-25
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2005-03-22
	Rep	Advising on securities	-	2005-03-22
	Rep	Asset management	-	2005-03-22
	Rep	Dealing in securities	-	2007-12-08