Personnel Hong Kong SFC License Details (ID 92156)

Personnel Hong Kong SFC License Details (ID 92156)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2021-06-18	-
Topaz Financial Group Limited	Rep	Advising on securities	2020-02-27	-
	Rep	Dealing in futures contracts	2020-02-27	-
	Rep	Dealing in securities	2019-12-24	-
PC SECURITIES LIMITED	Rep	Dealing in securities	2018-11-30	2019-11-27
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-11-07	2018-11-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-08-22	2018-11-09
	Rep	Advising on corporate finance	2003-04-01	2003-05-30
	Rep	Advising on securities	2003-04-01	2003-05-30
	Rep	Asset management	2003-04-01	2003-05-30
	Rep	Dealing in securities	2003-04-01	2003-05-30