| Funderstone Securities Limited | Rep | Asset management | 2026-08-03 | - |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2026-06-16 | - |
| Funderstone Securities Limited | Rep | Dealing in securities | 2026-06-16 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2024-11-11 | 2026-05-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-10-21 | 2026-05-29 |
| Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2023-09-26 | 2024-07-31 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2020-07-20 | 2022-08-01 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2020-07-20 | 2022-08-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-27 | 2020-06-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-06-15 | 2020-06-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-08 | 2020-06-29 |