Personnel Hong Kong SFC License Details (ID 92167)

Personnel Hong Kong SFC License Details (ID 92167)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2025-03-21	-
Golden Lake Capital Limited	RO	Dealing in securities	2019-01-14	2025-03-10
	Rep	Dealing in securities	2018-11-28	2019-01-14
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-11-16
	Rep	Dealing in securities	2016-11-01	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-11-01	2018-11-16
PHOENIX CAPITAL SECURITIES LIMITED	RO	Dealing in futures contracts	2006-07-03	2016-10-08
PHOENIX CAPITAL FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2005-01-21
	RO	Asset management	2003-04-01	2005-01-21
	RO	Dealing in futures contracts	2003-04-01	2006-07-03
PHOENIX CAPITAL SECURITIES LIMITED	RO	Advising on corporate finance	2003-04-01	2005-01-21
	RO	Advising on securities	2003-04-01	2005-01-21
	RO	Asset management	2003-04-01	2005-01-21
	RO	Dealing in securities	2003-04-01	2016-10-08