Personnel Hong Kong SFC License Details (ID 92168)

Personnel Hong Kong SFC License Details (ID 92168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fruit Tree Corporate Finance Co. Limited	RO	Advising on corporate finance	2019-09-26	2024-11-05
Golden Lake Capital Limited	RO	Advising on securities	2017-12-27	2026-01-31
	RO	Dealing in securities	2017-02-01	2026-01-31
PHOENIX CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2012-10-09	2016-08-09
PHOENIX CAPITAL SECURITIES LIMITED	RO	Advising on corporate finance	-	2005-01-21
	RO	Advising on securities	-	2005-01-21
	RO	Asset management	-	2005-01-21
	RO	Dealing in securities	-	2016-08-09