Personnel Hong Kong SFC License Details (ID 92174)

Personnel Hong Kong SFC License Details (ID 92174)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2022-04-19	-
PHOENIX CAPITAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-07-05	2022-04-14
PHOENIX CAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-05-07
	Rep	Asset management	2003-04-01	2004-05-07
	Rep	Dealing in futures contracts	2003-04-01	2005-12-28
PHOENIX CAPITAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-07
	Rep	Advising on securities	2003-04-01	2004-05-07
	Rep	Asset management	2003-04-01	2004-05-07
	Rep	Dealing in securities	2003-04-01	2022-04-14