| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | Asset management | 2025-10-16 | - |
| RO | Advising on securities | 2024-07-04 | - | |
| RO | Dealing in securities | 2024-07-04 | - | |
| Rep | Advising on securities | 2024-05-13 | 2024-07-04 | |
| Rep | Dealing in securities | 2024-05-13 | 2024-07-04 | |
| PAMFLEET ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2022-05-26 | 2022-12-31 |
| RO | Dealing in securities | 2022-05-26 | 2022-12-31 | |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2019-01-08 | 2022-12-31 |
| RO | Asset management | 2019-01-08 | 2022-12-31 | |
| RO | Dealing in securities | 2019-01-08 | 2022-12-31 | |
| Rep | Asset management | 2018-12-18 | 2019-01-08 | |
| Rep | Advising on securities | 2018-12-14 | 2019-01-08 | |
| Rep | Dealing in securities | 2018-12-14 | 2019-01-08 | |
| Pictet Asset Management (Hong Kong) Limited | RO | Advising on securities | 2009-09-28 | 2018-11-28 |
| RO | Dealing in securities | 2006-10-26 | 2018-11-28 | |
| First Sentier Investors (Hong Kong) Limited | RO | Dealing in securities | 2004-05-13 | 2006-04-01 |
| Rep | Dealing in securities | 2003-06-18 | 2004-05-13 | |
| Rep | Advising on securities | 2003-05-12 | 2004-05-03 |
No HKMA registrations in the collected records.