Personnel Hong Kong SFC License Details (ID 92178)

Personnel Hong Kong SFC License Details (ID 92178)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&G Investments (Hong Kong) Limited	RO	Asset management	2025-10-16	-
	RO	Advising on securities	2024-07-04	-
	RO	Dealing in securities	2024-07-04	-
	Rep	Advising on securities	2024-05-13	2024-07-04
	Rep	Dealing in securities	2024-05-13	2024-07-04
PAMFLEET ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2022-05-26	2022-12-31
	RO	Dealing in securities	2022-05-26	2022-12-31
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2019-01-08	2022-12-31
	RO	Asset management	2019-01-08	2022-12-31
	RO	Dealing in securities	2019-01-08	2022-12-31
	Rep	Asset management	2018-12-18	2019-01-08
	Rep	Advising on securities	2018-12-14	2019-01-08
	Rep	Dealing in securities	2018-12-14	2019-01-08
Pictet Asset Management (Hong Kong) Limited	RO	Advising on securities	2009-09-28	2018-11-28
	RO	Dealing in securities	2006-10-26	2018-11-28
First Sentier Investors (Hong Kong) Limited	RO	Dealing in securities	2004-05-13	2006-04-01
	Rep	Dealing in securities	2003-06-18	2004-05-13
	Rep	Advising on securities	2003-05-12	2004-05-03