Personnel Hong Kong SFC License Details (ID 92181)

Personnel Hong Kong SFC License Details (ID 92181)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	RO	Advising on securities	2011-06-01	2020-11-18
	RO	Dealing in securities	2011-06-01	2020-11-18
Allianz Global Investors Hong Kong Limited	RO	Advising on securities	2008-09-26	2011-04-05
	RO	Asset management	2008-09-26	2011-04-05
	RO	Dealing in securities	2008-09-26	2011-04-05
	Rep	Advising on securities	2008-04-08	2008-09-26
	Rep	Asset management	2008-04-08	2008-09-26
	Rep	Dealing in securities	2008-03-07	2008-09-26
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-22	2008-02-02
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2005-01-24	2006-02-11
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-10-20
	Rep	Advising on securities	-	2004-11-28
	Rep	Asset management	-	2004-11-28
	Rep	Dealing in securities	-	2004-11-28