Personnel Hong Kong SFC License Details (ID 92186)

Personnel Hong Kong SFC License Details (ID 92186)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2021-07-30	2022-10-08
	Rep	Dealing in securities	2021-07-30	2022-10-08
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-07-30	2022-10-08
	Rep	Dealing in futures contracts	2016-10-11	2020-11-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2015-10-19	2020-11-19
	Rep	Dealing in securities	2015-10-19	2020-11-19
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-10-19	2016-10-10
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-09-01	2012-06-01
	Rep	Dealing in securities	2010-09-01	2012-06-01